2017

You can use the Alphanumeric Search Tool above, click on any of the listed dates/years below to search for brokers or use the Search Tool from the dropdown menu bar.

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1776 Wealth LLC

Sean O'Toole

(404) 323-7326

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    03/09/2017

4Sight Advisors LLC

Joe Solan

(646) 275-2318

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    6/27/2017

Abbington Investment Group, LLC

Jessica Yentema

(646) 395-3900

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/19/2017

AdviPartner, LLC

Mike Davis

(423) 525-3894

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/6/2017

Aetolia Capital, LLC

John P. Quinn, Esq.

(215) 575-2883

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  • Date of Joining Protocol

    7/10/2017

Aktriom Wealth Advisors, LLC

Corey Kupfer

(646) 751-7516

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  • Date of Joining Protocol

    1/12/2017

Altus Wealth Group, LLC

Kimberley P. Cronin, Esq.

(303) 534-9343

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  • Date of Joining Protocol

    05/18/2017

Ascendant Alternative Strategies, LLC

Mark D. Martino

(347) 523-4264

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  • Date of Joining Protocol

    5/5/2017

Atlanta Capital Group

Chet C. Payne

(404)991-7046

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  • Date of Joining Protocol

    02/22/2017

Avestar Capital, LLC f/k/a 3a Capital Partners, LLC

Arden Dion

(212) 373-1093

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/21/2017

    Firm name changed March 17, 2017

Ballast Advisors, LLC

Sharron E. Ash, Esq.

(201) 705-1200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/12/2017

Belpointe Asset Management, LLC

Gregory Skidmore

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 7, 2017

Betavisor, LLC

Randy Kurtz

(917) 763-3289

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  • Date of Joining Protocol

    06/05/2017

Bonfire Financial LLC

Kimberley P. Cronin, Esq.

(303) 534-9343

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  • Date of Joining Protocol

    05/17/2017

BPBI LLC

Adolfo Rios

52 55 5035 1503 (Mexico City)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/13/2017

Bridgerock Capital LLC

Chris DeLong

(417)861-1575

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/19/2017

Bronfman E.L. Rothschild, L.P.

Hoyt R. Stastney, Esq.

(608) 416-4410

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/17/2017

Bruderman Brothers, LLC

Thomas A. Cattani, Esq. (845) 875-6502 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 02/27/17

Buckley Wealth Management, LLC

Patrick J. Burns, Jr.

(310) 275-5059

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/16/2017

CA Family Wealth LLC d/b/a Boulevard Family Wealth

Patrick J. Burns, Jr.

(310) 275-5059

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    03/03/17

    d/b/a added on July 6, 2017

Calabasas Advisory Group, LLC

Patrick J. Burns, Jr.

(310) 275-5059

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/14/2017

Calton & Associates, Inc.*

Chris Radford

(813) 264-0440

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*See specific qualifications regarding this firm

 

Campbell Deegan Financial, LLC f/k/a Sable Advisors, LLC

Sean C. Campbell

(804) 913-1112

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    February 16, 2017

    firm name and contact changed

    February 21, 2017

Capitol Financial Advisors

Charles P. Brown

(781) 237-5205

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/10/2017

Capitol Private Wealth Group LLC

Giancarlo D'Alimonte (703) 226-0008 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 4, 2017

Cherry Wealth Advisors

Jeffrey Cherry (850) 243-1455 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 4, 2017

Chicago Partners Investment Group, LLC d/b/a Chicago Partners Wealth Advisors

Matthew R. Grennell

(312) 637-2295

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  • Date of Joining Protocol

    05/31/2017

Claybrook Capital, LLC

Christopher E. Winn (617) 800-0388 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 3, 2017

Congress Wealth Management, LLC

Paul A. Lonergan (617) 428-7601 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol April 17, 2017

Crescent Wealth Advisory, LLC

Arden Dion, Esq. (212) 373-1093 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 3, 2017

Cresset Asset Management, LLC

Daniel Lidawer

(312) 638-5866

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    6/28/2017

Crosspoint Financial, LLC

Patrick J. Burns, Jr. (310) 275-5059 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 02/27/17

Custom Wealth Strategies, LLC

Kristen Madison, Esq.

(212) 785-9100

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  • Date of Joining Protocol

    02/23/2017

Davis Capital Advisors, LLC

Eric M. Davis

(212) 796-8444

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  • Date of Joining Protocol

    3/17/17

Desward Peak Partners, LLC d/b/a Apex Wealth Advisors

Michael S. Taaffe

(941) 364-2720

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/13/2017

Divergent Wealth Advisors, LLC

Patrick J. Burns, Jr. (310) 275-5059 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol April 17, 2017

EmberHouse, LLC

Lisa Dieter

(312) 586-1105

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     2/8/2017

    Contact info. updated February 27, 2017

Emerald Investment Partners, LLC

Clint Sorenson

(919) 948-4454

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  • Date of Joining Protocol

    04/27/2017

Evermay Wealth Management, LLC

Damon A. White

[waiting for contact information]

 

James C. Cosby, Esq.

(804) 237-8820

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  • Date of Joining Protocol

    02/13/2017

Everspire

Roy Jones

(801) 545-8706

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  • Date of Joining Protocol

    05/30/2017

Executive Wealth Group, LLC f/k/a Luna Advisors, LLC

Samuel C. Maxwell

(425) 576-4266

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 6, 2017

    Firm name and contact updated April 17, 2017

Financial Independence Wealth Management, LLC

Kristen Madison, Esq.

(212) 785-9100

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/4/2017

Finn Advisors, LLC

Sharron Ash (205) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol April 17, 2017

Flaharty Asset Management, LLC*

Shon Flaharty

(727) 252-1050

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*See specific qualifications regarding this firm

  • Date of Joining Protocol

    April 5, 2017 

    Contact information amended April 10, 2017

FWG Investments, LLC

Kevin Adkins (859) 309-0349 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 3, 2017

Graziano Budny Wealth Management Group LLC

Kristen Madison, Esq.

(212)785-9100

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/01/2017

Greenspring Wealth Management, Inc.

J. Patrick Collins Jr.

(443) 564-4600

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  • Date of Joining Protocol

    03/10/2017

Grubb Wealth Management LLC

Molly Grubb

(740) 507-4244

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    6/19/2017

Guardian Financial Partners, LLC

Patrick J. Burns, Jr.

(310) 275-5059

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    04/24/2017

GW Advisors, LLC (d/b/a Global Wealth Advisors)

Tiffany Chen

(972) 931-3818

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  • Date of Joining Protocol

    03/22/2017

Halite Partners, LLC

Sharron E. Ash, Esq.

(201) 705-1200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/11/2017

Harper Advisors, LLC

Sharron Ash (205) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol April 21, 2017

Hillman Advisors, LLC

Sharron Ash

(205) 705-1200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/15/2017

Integrated Wealth Concepts

Laura DeVito

(781) 547-6786

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/02/2017

Intentional Finance, LLC

Patrick J. Burns, Jr.

(310) 275-5059

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/22/2017

IronBridge Private Wealth, LLC

Paul Foley

(336) 607-7389

This email address is being protected from spambots. You need JavaScript enabled to view it. 

  • Date of Joining Protocol

    06/17/2017

Iso-Ahola & Brown, LLC

Kristen Madison Associate Paduano & Weintraub LLP (212) 785-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    03/03/17

    Withdrew as Member (effective March 23, 2017)

Iso-Ahola Group Wealth Management, LLC

Kristen Madison

Associate

Paduano & Weintraub LLP

(212) 785-9100

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    03/06/2017

JDS Wealth Management Corp.

J. P. Rankin

(866) 363-9595

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/15/2017

Kailasa Capital Management LLC

Christopher E. Winn

(617) 800-0388

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/14/2017

Kimery Wealth Management, LLC

Patrick J. Burns, Jr.

(310) 275-5059

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/15/2017

Lakeside Wealth Management Group, LLC

Jocelyn A. Hibshman

(219) 926-1182 (ext. 500)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    3/15/2017

LexAurum Advisors, LLC

Peter Hughes

(913) 735-5391

This email address is being protected from spambots. You need JavaScript enabled to view it. 

  • Date of Joining Protocol

    01/27/2017

LIG Capital Management, LLC

Mark Humphreys

(405) 463-3334 (ext. 3)

This email address is being protected from spambots. You need JavaScript enabled to view it.

 

Mike Lorenzen, Pres.

(405) 463-3334 (ext. 1)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    01/27/2017

LJ Investment Advisors, LLC

Nick Barker +44(0)20 3869 9583 (London) This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol April 24, 2017

M & A Consulting Group, LLC

Marc Jimenez (720) 575-7775 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 4, 2017

MarketStrats, LLC

Keith Finkelstein

(443) 207-2668

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    01/02/2017

    Joinder Agreement can be found here (Dec 28 2016)

Momentum Advisors, LLC

Allan Boomer

(917) 830-3469

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    03/22/2017

Mountain View Wealth Management LLC

Brandon Lloyd

(540) 219-8462

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/16/2017

MRM Wealth Management LLC

Matthew Marino

(585) 377-2777

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/10/2017

MSY Securities, LLC

Chet C. Payne

(678) 954.4020

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/02/2017

Nathan Andrew LLC

Paul Foley

(336) 607-7389

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    2/9/2017

New Market Wealth Management, LLC

Daryl L. Deke

(657) 900-1899

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    01/31/2017

Nexus Capital, LLC

Matthew Marino

(585) 377-2777

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/15/2017

Niagara International Capital Limited

Michael De Luz

(800) 535-6981

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    6/24/2017

Nissim & Gavidia Wealth Management & Financial Planning, LLC

Patrick J. Burns, Jr.

(310) 275-5059

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/3/2017

Parallel Wealth, LLC d/b/a Parallel Wealth Management

Darien Croce

(925) 303-5246

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    3/15/2017

Paramount Associates, LLC

Kim Collins

(303) 797-0550

icollins@the complianceresource.com

  • Date of Joining Protocol

    06/15/2017

Peoples Bank

Jason A. Phipps

(937) 283-3109

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    01/26/2017

Pinnacle Portfolio Advisors, LLC

Todd Schwartz, Esq.

(503) 344-4346

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    3/17/2017

Pinnacle Wealth Management Group, Inc.

Daniel A. Cesta (734) 667-5581 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 02/28/17

Portsmouth Financial Services

Echo Chien

(415) 543-8500 (x301)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/12/2017

Procyon Institutional Partners, LLC

Corey Kupfer

(646) 751-7516

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/26/2017

Procyon Private Wealth Partners, LLC

Corey Kupfer

(646) 751-7516

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/26/2017

Prosperity Bank*

Kelly Park

(361) 572-6556

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*See specific qualifications regarding this firm

  • Date of Joining Protocol

    3/15/2017

Requisite Capital Management LLC f/k/a Spring Advisors, LLC

Douglas John

(214) 295-7380

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/13/2017

    Firm name and contact information updated June 19, 2017

Retirement Financial Solutions, LLC(d/b/a Blue Ridge Wealth Planners)

Brad Fugate

(865) 392-4260

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 5, 2017

Rubicon Advisors, GP d/b/a Rubicon Advisors

Steven Boero

(530) 223-5357

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/23/2017

Sepio Capital, LLC

Christopher E. Winn

(617) 532-0925  

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/12/2017

Sepio Capital, LLC f/k/a Aktriom Wealth Advisors, LLC

Corey Kupfer

(646) 751-7516

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    January 12, 2017

    Firm name changed  

    May 13, 2017

Signature Wealth Management Group LLC

James Sims

(404) 316-8906

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 6, 2017

Skyline Advisors

Mark C. Logan Chief Compliance Officer This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 03/01/17

Smith Bruer Advisors

Rene Bruer

(850) 877-0803 (x105)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    01/25/2017

Spruce Investment Advisors LLC

John Bailey President and CEO 203-428-2600
  • Date of Joining Protocol 03/03/17

SPS Private Wealth Management, LLC

Patrick J. Burns, Jr.

(310) 275-5059

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/09/2017

Stableford Capital LLC

Nathan Faldmo

(480) 939-3410

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/23/2017

Starfox Financial Services, LLC

Jose Palafox

(760) 964-0700

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/22/2017

Stellam Advisors, LLC

Christopher M. Mascera

(203) 548-7827

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    03/07/2017

Tannin Capital, LLC

Sharron Ash

(205) 705-1200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    04/27/2017

Telemus Capital, LLC

Eric C. Oppenheim

(248) 827-0103

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/13/2017

Tomren Wealth Management

Michael Tomren

(925) 830-1700

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    01/26/2017

Towerpoint Wealth, LLC

Arden Dion

(212) 373-1093

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/31/2017

TRH Financial LLC d/b/a Hawkins Wealth Management

Timothy Hawkins

(319) 626-3580

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    3/13/2017

TrueFG, LLC dba True Financial Group

Patrick J. Burns, Jr. (310) 275-5059 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 02/27/17

TrustTree Financial LLC

Bandon R. Opre

(754) 703-6773

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    04/26/2017

TWPTX, LLC (d/b/a Total Wealth Partners)

John Barrett (832)

423-3428

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 6, 2017

    (d/b/a name corrected May 5, 2017) 

Verus Capital Partners, LLC

Zachary Mason

(480) 990-3719

zackary.mason@securities america.com

  • Date of Joining Protocol

    April 6, 2017

Vintage Asset Management, LLC

Christian Troche

(503) 956-8300

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/21/2017

Wainwright Investment Counsel, LLC

Richard Zack

(617) 531-3105

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    03/07/2017

Wexford Wealth Advisors LLC

Curtis J. Pritchard

(412) 848-2031

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/23/2017

Wilmington Capital Securities, LLC

John Mikes, Pres. (516) 750-6200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 4, 2017